| FILE TYPE | TITLE | SUBJECT/AUTHOR | COMPANY | ACTION |
|
| Current Proxy Voting Initiatives | Diana Bourke, President & COO | Swingvote |
|
|
| Automating Reconciliation | Marilyn Hignett Stern, Principal | Deloitte |
|
|
| Confirmation Matching Trends | Jan Dings, Manager - Product Management | SWIFT |
|
|
| Data Management Strategy | Scott Priess, Vice President | Standard & Poor's |
|
|
| Processing Corporate Actions | Agostino Ricci, Senior Operations Advisor | Ricci Consulting Services |
|
|
| MiFID Impact | Michael Barett, Director | Clearstream |
|
|
| Managing Sub-Custodians | John Wagner, Director | Morgan Stanley |
|
|
| STP Strategy Elements | Lee Cutrone, Managing Director | Omgeo |
|
|
| Effective Ops Control Groups | Dawn Patterson, Principal | Deloitte & Touche |
|
|
| Basel II Impact on Operational Risk | William DuMond | Securities Operations Forum |
|